Broker Check
Warren A. Peña, CLTC®

Warren A. Peña, CLTC®

Senior Vice President | Wealth Management Advisor

Warren A. Peña, CLTC® - Senior Vice President

Warren has been in the financial services industry since 2003.  He started his career at Northwestern Mutual where he was a registered representative delivering financial security planning in the independent broker-dealer space through the Northwestern Mutual Wealth Management Company.

He has provided customized comprehensive financial plans to individuals, families and entrepreneurs utilizing premier industry product solutions and cutting-edge planning analysis through a dynamic process incorporating insurance, investments and tax sensitive planning. 

Warren has been a mentor to new advisors holding multiple leadership positions. He has helped college students as financial representative’s test drive the career in his College Unit Director role.  As a recruiting Field Director, he helped attract and retain college graduates and career changers. 

Warren is a Wealth Management Advisor with MassMutual and an Investment Advisor Representative of MML Investors Services, LLC maintaining securities Series 6, Series 7, 63 and 65 registrations and his Life, Accident & Health Insurance license.  He holds a Certified in Long Term Care (CLTC®) designation and a Financial Planning Certificate from Fairfield University.  He is an alumni of Norwalk Community College where he received an A.S. in Business Administration.

Warren has served the community over the years in many different capacities.  Most recently, he was the Founder and Vice President for the Greater Norwalk Hispanic Chamber of Commerce a 501c6 nonprofit membership organization.   Warren served as President and Chairman of the Board of South Norwalk Community Center, Inc a 501c3 non-profit from 2012 through 2018.  He also was Minority Leader for the Norwalk Common Council the law-writing body of the City of Norwalk, Connecticut from 2011 to 2013. As of November 2019, Warren is on the Norwalk Community College Foundation Board of Directors where he serves on the finance and development committees. 

Warren was born and raised in Norwalk, CT.  He graduated from Northeastern University in Boston, MA, where he earned his Bachelor of Science in Criminal Justice with a concentration in Legal Studies.  Warren currently resides in Norwalk, CT with his wife Wendi daughters Valentina & Violette.